Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chadwick Bridgers (Bridgers), currently associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bridgers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on July 08, 2024.
Claimant alleges breaches of fiduciary duty, negligence, duty to supervise, Regulation Best Interest, violations of various FINRA Rules, regarding the purchase of GWG L-bonds during March 2021.