CETERA ADVISOR NETWORKS LLC

Broker Wayne Hurley in Cetera Advisor Networks LLC Firm Has Customer Complaint

May 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wayne Hurley (Hurley), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hurley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $73,365.81 on March 20, 2025.

Customer alleges that the Financial Professional failed to act in their best interest.

Broker Brent Pine in Cetera Advisor Networks LLC Firm Has Customer Complaint

May 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brent Pine (Pine), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pine recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on April 11, 2025.

Claimant alleges that Mr. Pine made negligent and improper recommendations of investment products that were not suitable to the clients desire to preserve principal and avoid unnecessary risk. Claimant also alleges that fair and balanced disclosures were not made regarding the high-risk nature of the investment products recommended.

There are Recent Customer Complaints with Broker Kevin Wilson in Firm Cetera Advisor Networks LLC

May 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Wilson (Wilson), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wilson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on April 01, 2024.

Claimant alleges he was sold an unsuitable investment.

Broker Harold Puhl in Cetera Advisor Networks LLC Firm Has Customer Complaint

May 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harold Puhl (Puhl), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Puhl recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 24, 2024.

Claimant alleges they were recommended unsuitable investments.

Broker Joseph Hobbs in Cetera Advisor Networks LLC Firm Has Customer Complaint

April 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Hobbs (Hobbs), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hobbs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $235,000.00 on June 06, 2024.

Customer alleges representative failed to follow customer’s instruction and purchased a\, different product than requested. Activity period February 2021 to December 2023

There are Recent Customer Complaints with Broker Michael Breard in Firm Cetera Advisor Networks LLC

April 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Breard (Breard), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Breard recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 02, 2024.

Customer alleges that investments made in 2014 and 2015 were unsuitable for the customer’s investment objectives and risk tolerance.

There are Recent Customer Complaints with Broker Michael Buonanno in Firm Cetera Advisor Networks LLC

April 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Buonanno (Buonanno), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Buonanno recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on July 24, 2024.

Claimant alleges they were recommended unsuitable investments.

Broker George Purdy in Cetera Advisor Networks LLC Firm Has Customer Complaint

April 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Purdy (Purdy), currently associated with Cetera Advisor Networks LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Purdy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 07, 2025.

Client is claiming that wrong type of CD was purchased.

There are Recent Customer Complaints with Broker David Rhodes in Firm Cetera Advisor Networks LLC

April 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Rhodes (Rhodes), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rhodes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 19, 2024.

Claimant alleges they were recommended unsuitable investments.

Broker Eliezer Rappaport in Cetera Advisor Networks LLC Firm Has Customer Complaint

April 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eliezer Rappaport (Rappaport), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one regulatory event, alleging that Rappaport recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on August 20, 2024.

A health insurance client used the agent’s residential address to enroll in a Maryland specific health insurance plan, with the approval of the agent to utilize his address although it was not the address of the out-of-state client.