CETERA ADVISOR NETWORKS LLC Tag Archives

Broker Mark Joneson in Cetera Advisor Networks LLC Firm Has Customer Complaint

November 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Joneson (Joneson), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Joneson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 05, 2022.

The claimant alleges the investments he purchased in 2014 were overconcentrated, unsuitable, and misrepresented to him by the representative. Additionally, the claimant alleges the firm failed to conduct due diligence of the investments and failed to supervise the activities of the representative.

Broker Stephanie Hughes in Cetera Advisor Networks LLC Firm Has Customer Complaint

October 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephanie Hughes (Hughes), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hughes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $18,000.00 on July 29, 2025.

The client alleges that the advisor misrepresented the insurance policy to her.

Broker Richard Hohol in Cetera Advisor Networks LLC Firm Has Customer Complaint

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Hohol (Hohol), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hohol recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 02, 2023.

Customer alleges unsuitable investment recommendations which resulted in losses.

There are Recent Customer Complaints with Broker Stephanie Hughes in Firm Cetera Advisor Networks LLC

September 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephanie Hughes (Hughes), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hughes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,900.00 on May 18, 2023.

CLIENT ALLEGES THE VARIABLE LIFE POLICY THAT WAS SOLD TO HIM ON 3-11-21 IS NOT A SUITABLE INVESTMENT FOR HIM.

Broker Mark Zorn in Cetera Advisor Networks LLC Firm Has Customer Complaint

August 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Zorn (Zorn), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zorn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $450,000.00 on June 17, 2025.

Claimants allege Respondent recommended an unsuitable product.

Broker Brian Graham in Cetera Advisor Networks LLC Firm Has Customer Complaint

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Graham (Graham), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Graham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on June 05, 2025.

Claimant alleges that representative made unauthorized ATM withdrawals

There are Recent Customer Complaints with Broker Mark Zorn in Firm Cetera Advisor Networks LLC

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Zorn (Zorn), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zorn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $450,000.00 on June 17, 2025.

Claimants allege Respondent recommended an unsuitable product.

Broker Craig Emerson in Cetera Advisor Networks LLC Firm Has Customer Complaint

July 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Emerson (Emerson), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Emerson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $215,000.00 on July 31, 2023.

Claimants allege breach of fiduciary duty.

There are Recent Customer Complaints with Broker George Eggers in Firm Cetera Advisor Networks LLC

July 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Eggers (Eggers), currently associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Eggers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on July 31, 2023.

Claimant alleges they were recommended high-commission unsuitable investments.

Broker John Philipkosky in Cetera Advisor Networks LLC Firm Has Customer Complaint

July 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Philipkosky (Philipkosky), previously associated with Cetera Advisor Networks LLC, has at least one disclosable event. These events include one customer complaint, alleging that Philipkosky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $260,000.00 on August 07, 2023.

TRUSTEE ALLEGES REP ASSISTED [REDACTED] WITH MAKING A CHANGE TO HER TRUST IN OCTOBER 2019 AT WHICH TIME TRUSTEE CLAIMS SHE WAS NOT OF SOUND MIND. TRUSTEE FURTHER ALLEGES THE CHANGE WAS DETRIMENTAL TO HIM BECAUSE HE COULD NOT SELL CERTAIN PROPERTY AS INTENDED. TRUSTEE ALSO ALLEGED THAT RR HAD [REDACTED]’S SIGNATURE NOTARIZED IMPROPERLY.