Center Street Securities

Broker James Saar in Center Street Securities, INC. Firm Has Customer Complaint

August 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Saar (Saar), previously associated with Center Street Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Saar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on July 03, 2023.

Client alleges registered representative recommended an unsuitable investment.

Broker Joseph Latour in Center Street Securities, INC. Firm Has Customer Complaint

August 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Latour (Latour), previously associated with Center Street Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Latour recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on July 06, 2023.

Client alleges the registered representative recommended an unsuitable investment.

Broker James Margraf in Center Street Securities, INC. Firm Has Customer Complaint

July 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Margraf (Margraf), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Margraf recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on August 08, 2023.

Client alleges registered representative recommended an unsuitable investment.

There are Recent Customer Complaints with Broker James Jones in Firm Center Street Securities, INC.

July 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Jones (Jones), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Jones recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on August 28, 2023.

Client alleges registered representative recommended an unsuitable investment.

There are Recent Customer Complaints with Broker Jeffrey Kennedy in Firm Center Street Securities, INC.

July 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Kennedy (Kennedy), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kennedy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $99,999.00 on September 12, 2023.

Client alleges registered representative recommended and sold an unsuitable investment.

Broker Seth Stewart in Center Street Securities, INC. Firm Has Customer Complaint

July 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Seth Stewart (Stewart), previously associated with Center Street Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Stewart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on October 30, 2023.

Clients allege registered representative recommended an unsuitable investment.

Broker Michael Ecker in Center Street Securities, INC. Firm Has Customer Complaint

June 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Ecker (Ecker), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ecker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 20, 2023.

Client alleges that that he was recommended unsuitable alternative investments.

There are Recent Customer Complaints with Broker Stephen Kiszlowski in Firm Center Street Securities, INC.

April 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Kiszlowski (Kiszlowski), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kiszlowski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $60,200.00 on June 16, 2024.

GWG bond was no suitable for the customer

Broker Michael Corrada in Center Street Securities, Inc. Firm Has Customer Complaint

March 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Corrada (Corrada), previously associated with Center Street Securities, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Corrada recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on January 23, 2025.

The claimant alleges unsuitable investments.

There are Recent Customer Complaints with Broker Michael Corrada Formerly with Center Street Securities

February 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Corrada (Corrada), previously associated with Center Street Securities, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Corrada recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on November 13, 2024.

The claimant alleges unsuitable investments.