Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Casey Clayborn (Clayborn), previously associated with Fbl Marketing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Clayborn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,860.49 on August 26, 2022.
Customer’s complaint states that the registered representative did not follow her instructions and execute a sell order of her mutual fund holdings on August 23, 2022, which resulted in loss of market value in her account.