Articles Tagged with Carlton Fletcher

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carlton Fletcher (Fletcher), previously associated with Dinosaur Financial Group, L.l.c, has at least one disclosable event. These events include one regulatory, alleging that Fletcher recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on January 24, 2025.

Without admitting or denying the findings, Fletcher consented to the sanction and to the entry of findings that he refused to provide information and documents requested by FINRA in connection with its investigation of allegations that he converted funds of an individual.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carlton Fletcher (Fletcher), previously associated with Dinosaur Financial Group, L.l.c, has at least one disclosable event. These events include one regulatory, alleging that Fletcher recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on January 24, 2025.

Without admitting or denying the findings, Fletcher consented to the sanction and to the entry of findings that he refused to provide information and documents requested by FINRA in connection with its investigation of allegations that he converted funds of an individual.