Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carlos Cortez (Cortez), previously associated with World Equity Group, INC., has at least 19 disclosable events. These events include 19 customer complaints, alleging that Cortez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,500.00 on September 06, 2022.
Client invested in a cryptocurrency fund that was recommended by the Advisor. The fund turned out to be a fraudulent investment.