Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryan Mcdavid (Mcdavid), currently associated with Citigroup Global Markets INC., has at least one disclosable event. These events include one customer complaint, alleging that Mcdavid recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,500,000.00 on October 03, 2023.
During an unspecified time, Claimants alleges their Financial Advisors (FAs) made unsuitable investments causing Claimant to incur unnecessary losses.