Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Hoover (Hoover), currently associated with the Huntington Investment Company, has at least one disclosable event. These events include one customer complaint, alleging that Hoover recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on April 16, 2021.
Claimant alleges unsuitability of sale of alternative investment that caused financial harm. The allegations include negligence, professional negligence, violations of law and breach of rules and regulations.