Brokers International Financial Services Tag Archives

Broker Dennis Shidler in Brokers International Financial Services, LLC. Firm Has Customer Complaint

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dennis Shidler (Shidler), previously associated with Brokers International Financial Services, LLC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Shidler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on August 05, 2022.

Claimant claims breach of fiduciary duty and negligence by the Firm and that recommendations were unsuitable based on type of investment sold and claimant’s lack of understanding.

There are Recent Customer Complaints with Broker Kiffin Anderson in Firm Brokers International Financial Services, LLC.

June 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kiffin Anderson (Anderson), previously associated with Brokers International Financial Services, LLC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 05, 2024.

Clients allege that the representative; ignored their requests to not invest in annuities, while failing to disclose surrender fees and contract expenses, the representative’s suspension status and his change of broker/dealer impacted their ability to access the funds without surrender charges for the intention of investing in CDs.

Broker Mark Graham in Brokers International Financial Services, LLC. Firm Has Customer Complaint

April 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Graham (Graham), previously associated with Brokers International Financial Services, LLC., has at least one disclosable event. These events include one customer complaint, alleging that Graham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 03, 2025.

Customer of indirect affiliated insurance company (not customer of broker-dealer) claims that in the 2nd half of 2018 and into 2019, RR recommended and sold her an unsuitable fixed annuity to invest proceeds received after her mother passed away.