Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Perkins (Perkins), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Perkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $120,000.00 on December 06, 2022.
Violation of Colorado Securities Act, Breach of Fidicuary Duty, Negligent Misrepresentation, Violations of FINRA rule 2010, 2120, 2111.05(a), Breach of Contract, Vicarious Liability,