Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Megley (Megley), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Megley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on July 06, 2023.
Claimants allege they were recommended and overconcentrated in suitable investments.