Articles Tagged with Brian Johnson

Broker Brian Johnson in Fidelity Brokerage Services LLC Firm Has Customer Complaint

February 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Johnson (Johnson), currently associated with Fidelity Brokerage Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 03, 2021.

Client alleges, inter alia, unsuitability with respect to investments – 2011-2016 Damages unspecified

There are Recent Customer Complaints with Broker Brian Johnson in Firm State Farm Vp Management Corp.

October 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Johnson (Johnson), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on January 18, 2023.

He did not want to have this policy. The agent opened the account anyway.