Articles Tagged with Brian Cantel

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Cantel (Cantel), currently associated with Berthel, Fisher & Company Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cantel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,500,000.00 on August 21, 2025.

The claimants allege that the investments purchased from 2015-2022 were unsuitable and/or not in their best interest and were misrepresented to them. In addition, the claimants allege  the firm failed to supervise the registered representative and properly supervise the accounts.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Cantel (Cantel), currently associated with Berthel, Fisher & Company Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cantel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 01, 2022.

The clients allege the investments they purchased between 2012 and 2019 were misrepresented to them, were unsuitable, and led to overconcentration of high-risk investments in their accounts. They further allege the firm failed to conduct adequate due diligence of the recommended investments and was negligent in its supervision of the representative.