Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Btesh (Btesh), previously associated with Northwestern Mutual Investment Services, LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Btesh recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on March 12, 2025.
Fraud and misrepresentation.