Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brandon Singer (Singer), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Singer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on December 21, 2023.
As stated by Transamerica Financial Advisors, Inc., clients allege funds were mishandled by over concentrating them in an illiquid, high commission product.