Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brandon Pflaum (Pflaum), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Pflaum recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $166,000.00 on June 02, 2021.
Approximately six years after the fact, customers allege an investment was unsuitable.