Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brandon Kohnen (Kohnen), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kohnen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 03, 2023.
The Customer alleges she was misinformed when insurance policies, including a VUL, were recommended to her in May 2022.