Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradley Lakner (Lakner), currently associated with Sunbelt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lakner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 13, 2024.
Claimant alleges representative recommended an improper investment strategy and unsuitable investments purchased in 2015 and early 2016. Further the claim alleges that the firm did not conduct adequate due diligence on certain products recommended to client and failed to supervise the representative.