Bok Financial Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Ridenour (Ridenour), previously associated with Bok Financial Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ridenour recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $21,000.00 on March 29, 2023.

Customer verbally complained that the financial advisor represented that her full investment would be returned after 5 years. However, the issuer declared bankruptcy and the invested funds were lost. (12/12/2014 – 3/29/2023)

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Mitchell (Mitchell), currently associated with Bok Financial Securities, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Mitchell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $300,000.00 on September 04, 2024.

Complainant indicates displeasure with product liquidity, and alleges they were not informed regarding the risks of investing in the products during sales process on or around June 2016 through March 2017.

Articles Tagged with Bok Financial Securities

There are Recent Customer Complaints with Broker David Ridenour in Firm Bok Financial Securities, INC.

Broker Matthew Mitchell in Bok Financial Securities, Inc. Firm Has Customer Complaint