Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Beasley (Beasley), currently associated with Bhk Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Beasley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 12, 2023.
Client alleges, inter alia, FA did not act in claimant’s best interest with respect to the management of client’s account Nov 2018- May 2021