Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benny Ongkobudidjojo (Ongkobudidjojo), currently associated with Transamerica Financial Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ongkobudidjojo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $225,000.00 on November 27, 2023.
Client alleges rep failed to recommend investments or an investment strategy appropriate for the client.