Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Yin (Yin), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 08, 2023.
The customer alleges the variable annuity he purchased in or around December 2021 is not suitable for him because of the fee structure, illiquidity, and restrictions in investment options.