Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Anolik (Anolik), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Anolik recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on March 08, 2023.
Customer alleges representative did not correctly evaluate the cost basis for an annuity prior to surrender.