Articles Tagged with Bcg Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Monahan (Monahan), currently associated with Bcg Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Monahan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,000.00 on May 02, 2023.

In June, 2020, Customer purchased an equity position in Silicon Valley Bank (SIVPQ) which lost value in April 2023. Customer alleges rep was negligent in allowing customer to purchase and hold the position.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Cohen (Cohen), previously associated with Bcg Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cohen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,000.00 on August 09, 2024.

Customer alleges unsuitable sale of investment due to improper due diligence.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Tirri (Tirri), previously associated with Bcg Securities, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Tirri recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,000.00  on August 09, 2024.

Customer alleges unsuitable sale of alternative investment.

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