Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bakhtiar Hussaini (Hussaini), currently associated with Santander Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hussaini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on June 06, 2025.
Client alleges that the Registered Index-Linked Annuities were not made clear to her and that she did not knowingly authorize them. Client also alleges that a withdrawal was processed from her IRA account and that she would have not knowingly agreed to withdraw funds from her IRA.