Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Monica Osborne (Osborne), currently associated with Avantax Advisory Services, has at least one disclosable events. These events include one customer complaints alleging that Osborne recommended unsuitable investments in different investment products.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000 on April 16, 2024.
Customer alleged the representative recommended an unsuitable investment.