Ausdal Financial Partners

Broker Randy Birkinbine in Ausdal Financial Partners, INC. Firm Has Customer Complaint

May 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randy Birkinbine (Birkinbine), currently associated with Ausdal Financial Partners, INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Birkinbine recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on May 01, 2024.

Allegations include Suitability, Due Diligence, Violation of Reg BI and over concentration of Alternative Investments purchases between 2013 and 2017, and small additional investments in a UIT in 2021.

There are Recent Customer Complaints with Broker Randall Mcgill in Firm Ausdal Financial Partners, INC.

April 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randall Mcgill (Mcgill), currently associated with Ausdal Financial Partners, INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Mcgill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $57,000.00 on June 12, 2024.

Claimant took issues with losses incurred on a 25000 gwg l bond and on certain equity based investments in a separate account between jan 2021 and June 2022.

There are Recent Customer Complaints with Broker Robert Devita in Firm Ausdal Financial Partners, INC.

April 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Devita (Devita), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Devita recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on June 17, 2024.

Violation of il securities law; violation of regulation best interest; breach of fiduciary duty; negligence and negligent supervision

There are Recent Customer Complaints with Broker Michael Hoye in Firm Ausdal Financial Partners, INC.

April 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Hoye (Hoye), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hoye recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $280,000.00 on July 02, 2024.

Violation of federal securities laws; violation of il consumber fraud and deceptive business practices act; violation of il securities law; breach of contract; common law fraud; breach of fiduciary duty; negligence and gross negligence.

Broker David Smith in Ausdal Financial Partners, INC. Firm Has Customer Complaint

April 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Smith (Smith), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,870,000.00 on February 13, 2025.

Breach of Fiduciary Duty, Negligence and Reg BI, Failure to supervise.

Broker Travis Wolfe in Ausdal Financial Partners, Inc. Firm Has Customer Complaint

March 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Travis Wolfe (Wolfe), currently associated with Ausdal Financial Partners, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Wolfe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on November 19, 2024.

Customer alleges Violation of Federal Securities laws; Violation of IL consmer fraud and deceptive business practices act; Violation of IL securities laws; Breach of contract; Common law fraud; Breach of fiduciary duty; Negligence and Gross negligence.

Broker Wilfredo Miranda in Ausdal Financial Partners, Inc. Firm Has Customer Complaint

March 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wilfredo Miranda (Miranda), currently associated with Ausdal Financial Partners, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Miranda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $155,000.00 on October 25, 2024.

Breach of fiduciary duty; suitability; misrepresentation of investment; failure to supervise; breach of contract; regulation bi

Broker David Smith in Ausdal Financial Partners, Inc. Firm Has Customer Complaint

March 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Smith (Smith), currently associated with Ausdal Financial Partners, Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $209,267.00 on October 16, 2024.

Claimant alleges violations of improper conduct, breach of fiduciary duties, negligence, breach of contract, Negligent supervision,\, and violation of applicable laws and industry rules.

There are Recent Customer Complaints with Broker David Frohlichstein in Firm Ausdal Financial Partners, Inc.

February 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Frohlichstein (Frohlichstein), currently associated with Ausdal Financial Partners, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Frohlichstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 10, 2025.

BREACH OF CONTRACT AND WARRANTIES, PROMISSORY ESTOPPEL; VIOLATION OF STATE SECURITIES STATUTES; BREACH OF FIDUCIARY DUTY; CLAIMS UNDER COMMON LAW; VICARIOUS LIABILITY.

Broker Walter Nagle in Ausdal Financial Partners, Inc. Firm Has Customer Complaint

February 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Walter Nagle (Nagle), currently associated with Ausdal Financial Partners, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Nagle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on August 07, 2024.

BREACH OF FIDUCIARY DUTY; NEGLIGENCE AND NEGLIGENT MISREPRESENTATION; BREACH OF CONTRACT; FAILURE TO SUPERVISE; VIOLATION OF REGULATION BEST INTEREST.