Ausdal Financial Partners

There are Recent Customer Complaints with Broker Theodore Ecker in Firm Ausdal Financial Partners, INC.

November 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Theodore Ecker (Ecker), previously associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ecker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $55,000.00 on July 24, 2025.

Unsuitable recommendations of alternative investments.

Broker John Lancaster in Ausdal Financial Partners, INC. Firm Has Customer Complaint

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Lancaster (Lancaster), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lancaster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on August 04, 2022.

Breach of fiduciary duty, suitability, material misrepresentation in the sale of the investments, failure to supervise related to an investment in GWG L Bonds in November 2020 and January 2021. GWG filed for bankruptcy in June 2022 and the clients filed the arbitration soon after.

There are Recent Customer Complaints with Broker Robert Barghini in Firm Ausdal Financial Partners, INC.

November 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Barghini (Barghini), previously associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Barghini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on October 10, 2022.

SUITABILITY, DUE DILIGENCE, BEACH OF CONTRACT, FAILURE TO SUPERVISE

There are Recent Customer Complaints with Broker Jonathan Ellefson in Firm Ausdal Financial Partners, INC.

November 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Ellefson (Ellefson), currently associated with Ausdal Financial Partners, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Ellefson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $538,000.00 on October 12, 2022.

Claimant(s) allege Breach of Fiduciary Duty, Negligent misrepresentations, Gross Negligence, violation of FINRA rules, Negligent supervision, breach of contract and Fraud.

There are Recent Customer Complaints with Broker Theodore Ecker in Firm Ausdal Financial Partners, INC.

October 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Theodore Ecker (Ecker), previously associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ecker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $698,000.00 on January 20, 2023.

Unsuitable recommendations of alternative investments.

There are Recent Customer Complaints with Broker Jeffrey Peters in Firm Ausdal Financial Partners, INC.

October 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Peters (Peters), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Peters recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $65,000.00 on April 24, 2023.

Unsuitable Investments, Violation of securities laws, Breach of contract, Breach of fiduciary duty

Broker Dustin Javier in Ausdal Financial Partners, INC. Firm Has Customer Complaint

October 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dustin Javier (Javier), previously associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Javier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $30,000.00 on August 20, 2025.

Breach of Fiduciary Duty; Negligence and Negligent Misrepresentation; Breach of Contract; Breach of Fiduciary Duty; Failure to Supervise; Violation of Regulation Best Interest

There are Recent Customer Complaints with Broker Rebecca Henson in Firm Ausdal Financial Partners, INC.

October 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rebecca Henson (Henson), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Henson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,000.00 on October 24, 2022.

Claimant(s) allege unsuitable and misleading investment recommendations, misrepresented and omitted material facts and risks and failure to conduct reasonable due diligence.

There are Recent Customer Complaints with Broker James Armour in Firm Ausdal Financial Partners, INC.

October 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Armour (Armour), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Armour recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on November 28, 2022.

Suitability, Breach of Fiduciary Duty, Lack of Due Diligence, Lack of Supervision related to Bakkan Drilling Fund investments in 2013.

Broker Andrew Mccausland in Ausdal Financial Partners, INC. Firm Has Customer Complaint

September 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Mccausland (Mccausland), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mccausland recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on April 11, 2023.

Unsuitable Investments; Misleading Investment recommendations related to purchases of GWG L bonds for the period between February 2019 and June 2020.