Articles Tagged with Ashton Thomas Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tami Lanzisera (Lanzisera), currently associated with Ashton Thomas Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lanzisera recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $379,560.70 on April 22, 2025.

On or about April 22, 2025, complainants alleged that FA did not open the correct type of account. Due to this, beneficiary designations were not properly documented, causing financial harm to the complainants. Alleged damage amount is $ 379,560.70. The matter is currently under internal review by the firm.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tami Lanzisera (Lanzisera), currently associated with Ashton Thomas Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lanzisera recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $379,560.70 on April 22, 2025.

On or about April 22, 2025, complainants alleged that FA did not open the correct type of account. Due to this, beneficiary designations were not properly documented, causing financial harm to the complainants. Alleged damage amount is $ 379,560.70. The matter is currently under internal review by the firm.