Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Asher Wolmark (Wolmark), previously associated with Kingsbury Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wolmark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 19, 2025.
Allegations regarding unsuitable investments from 2021 through 2025.