Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arthur Grossbard (Grossbard), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Grossbard recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $101,001.00 on March 03, 2023.
The Claimants allege that the financial professional recommended an alternative investment that was unsuitable.