Apw Capital

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lackwood (Lackwood), previously associated with Apw Capital, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lackwood recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $351,089.00 on February 05, 2025.

Complainant invested $351,089 between 7/11/2024 and 7/22/2024. She alleges a 31% loss by 11/26/2024 . Alleges respondent invested in leveraged ETFs and options, which were outside of her risk tolerance and understanding.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nathan Paulson (Paulson), previously associated with Apw Capital, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Paulson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000,000.00 on June 22, 2023.

Breach of fiduciary duty by willfully and recklessly, disregarding the interests of the clients, by executing risky and authorized trading and margin borrowing, and by failing to exercise a reasonable degree of care, skill, prudence, and diligence in managing their accounts.

Articles Tagged with Apw Capital

Broker Michael Lackwood in Apw Capital, INC. Firm Has Customer Complaint

There are Recent Customer Complaints with Broker Nathan Paulson in Firm Apw Capital, Inc.