Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Saab (Saab), previously associated with Sunbelt Securities, INC., has at least one disclosable event. These events include one regulatory event, alleging that Saab recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on May 01, 2025.
Without admitting or denying the findings, Saab consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA as part of its investigation into his sale of alternative investments.