Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Giuliano (Giuliano), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Giuliano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on January 24, 2022.
During the period of 2015-2022, Claimant alleges breach of fiduciary duty and negligence relating to the sale of real estate investment trusts.