Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Cipolla (Cipolla), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cipolla recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $270,618.00 on November 01, 2022.
Client alleges that investment account was not managed in the way it was agreed upon.