Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Calhoun (Calhoun), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Calhoun recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 07, 2022.
Client verbally complained that, although he advised the financial advisor he did not want to lose money, the investment has lost value.