Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Angelita Fuentes (Fuentes), currently associated with Voya Investments Distributor, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Fuentes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $700,000.00 on July 30, 2021.
CLIENT ALLEGES NORTHSTAR INVESTMENT WAS UNSUITABLE