Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Olson (Olson), previously associated with Parkland Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Olson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $89,000.00 on July 30, 2021.
Arbitration Statement of Claim alleged misrepresentation; omission of material facts; breach of fiduciary duty; negligence in connection with the investments purchased in 2014.