Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Lewis (Lewis), previously associated with Sanctuary Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lewis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $763,322.10 on February 12, 2021.
Representative was named in a customer complaint that asserted the following causes of action: fraud and negligent misrepresentation.