Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Knutson (Knutson), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Knutson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,167.00 on October 03, 2025.
Time Frame: July 8th, 2024 to July 30th ,2025\, \, What were the allegations against the individual? The client alleges her Financial Advisor failed to invest her money as instructed. The client further alleges that her account fee was overcharged.