Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Kahner (Kahner), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Kahner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on January 16, 2026.
Time Frame: January 1, 2016 to January 16th, 2026\, What were the allegations against the individual? The client alleges that the UBS advisory fee billing methodology was not transparent