Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Horowitz (Horowitz), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Horowitz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on May 10, 2023.
Claimants allege the advisor recommended an unsuitable Oil & Gas investment.