Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Gentiluomo (Gentiluomo), currently associated with Equity Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Gentiluomo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on May 14, 2024.
Customer alleges Blue Sky, Breach of Fiduciary Duty, Constructive Fraud, and Common Law Conspiracy regarding investments in two LLCs