Andrew Garrett INC.

Broker John Conroy in Andrew Garrett INC. Firm Has Customer Complaint

January 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Conroy (Conroy), previously associated with Andrew Garrett INC., has at least one disclosable event. These events include one customer complaint, alleging that Conroy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $118,000.00 on November 16, 2021.

Alleged allegations STATUTORY AND COMMON LAW FRAUD, NEGLIGENCE, BREACH OF CONTRACT\<char_lb_r>\, BREACH OF FIDUCIARY DUTY

There are Recent Customer Complaints with Broker Daniel Spoust in Firm Andrew Garrett INC.

December 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Spoust (Spoust), previously associated with Andrew Garrett INC., has at least one disclosable event. These events include one customer complaint, alleging that Spoust recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $185,000.00 on February 23, 2022.

Improper and unsuitable trades

Broker Kevin Brennan in Andrew Garrett INC. Firm Has Customer Complaint

October 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Brennan (Brennan), previously associated with Andrew Garrett INC., has at least one disclosable event. These events include one customer complaint, alleging that Brennan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,400,000.00 on January 03, 2023.

unsuitabILITY,breach of fiduciary breach of contract