Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Bellamah (Bellamah), currently associated with Capitol Securities Management, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bellamah recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $120,000.00 on September 01, 2023.
From 2011 to 2022, Client alleges that adviser mislead him regarding the oversight of a Donor Advised Fund and failed to take into account client’s directives\, regarding management of the account during market volatility leading to losses.