Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Baker (Baker), currently associated with Independent Financial Group, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on May 28, 2025.
Allege that investment was in a risky, privately traded REIT which was not suitable for a portion of his retirement savings