Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrea Steiner (Steiner), currently associated with Vanderbilt Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Steiner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on December 20, 2022.
Claimants allege unsuitable investment advice on alternative investment product. I was introduced to Claimants through one of my other clients in February 2020 and the recommendation occurred in May 2020.