Ameriprise Financial Services

There are Recent Customer Complaints with Broker Timothy Harris in Firm Ameriprise Financial Services, INC.

February 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Harris (Harris), previously associated with Ameriprise Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Harris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on June 26, 2021.

Claimants allege unsuitable recommendation of HTI in September 2014.

Broker Kalle Ruga in Ameriprise Financial Services, LLC Firm Has Customer Complaint

February 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kalle Ruga (Ruga), currently associated with Ameriprise Financial Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Ruga recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $20,971.43 on June 29, 2021.

Ruga was a subject of the customer’s complaint against his member firm that asserted the following causes of action: breach of fiduciary duty; unsuitable hold recommendations; negligent misrepresentation; misrepresented nature of investment; failure to supervise; and respondeat superior.

There are Recent Customer Complaints with Broker Todd Chaney in Firm Ameriprise Financial Services, LLC

February 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Chaney (Chaney), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chaney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on November 24, 2025.

Claimants generally allege unsuitable investment recommendation, misrepresentations and omissions, breach of fiduciary duty and breach of contract.

There are Recent Customer Complaints with Broker Tamara Huey in Firm Ameriprise Financial Services, LLC

February 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tamara Huey (Huey), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Huey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $99,000.00 on December 09, 2025.

Claimant alleges an unsuitable investment was recommended by Advisor.

There are Recent Customer Complaints with Broker William Courtwright in Firm Ameriprise Financial Services, LLC

February 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Courtwright (Courtwright), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Courtwright recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $197,292.82 on December 19, 2025.

The client alleged that the investment strategy recommended by the advisor between 2020 and 2025 constituted poor advice.

Broker Donna Desanctis in Ameriprise Financial Services, LLC Firm Has Customer Complaint

February 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donna Desanctis (Desanctis), previously associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Desanctis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $16,549.14 on December 19, 2025.

The client alleged that the rider fees for his RiverSource variable annuities were misrepresented over the last 10 years and unsuitable for a senior investor.

Broker Thomas Curran in Ameriprise Financial Services, LLC Firm Has Customer Complaint

February 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Curran (Curran), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Curran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $213,614.15 on December 24, 2025.

The clients alleged the advisor incorrectly sold positions in their NQ Ameriprise Select Separate accounts, as opposed to processing an in-kind transfer as requested, causing significant capital gains in March 2024.

Broker Richard Gill in Ameriprise Financial Services, INC. Firm Has Customer Complaint

February 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Gill (Gill), previously associated with Ameriprise Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Gill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,709.00 on July 12, 2021.

The client alleged her advisor(s) recommended she purchase and remain invested in an unsuitable real estate investment trust (REIT) from 2007 to the present.

There are Recent Customer Complaints with Broker Robert Bortz in Firm Ameriprise Financial Services, LLC

February 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Bortz (Bortz), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bortz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 15, 2021.

The client alleges the RR did not explain the contract fees for a variable annuity sold in 2020.

There are Recent Customer Complaints with Broker Jamie Chambers in Firm Ameriprise Financial Services, LLC

January 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jamie Chambers (Chambers), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chambers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on July 23, 2021.

Claimant alleges that, in 2012, she was recommended and invested $25,000 in an unsuitable REIT, Cary Watermark Investors, Inc. n/k/a Watermark Lodging Trust.