Ameriprise Financial Services

Broker Eduardo Zeiter in Ameriprise Financial Services, LLC Firm Has Customer Complaint

March 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eduardo Zeiter (Zeiter), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zeiter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 13, 2020.

Plaintiff alleges that Prudential wrongfully denied her $1 million claim for death benefits. She also alleges that her AFS advisor was negligent in procuring the Prudential policy and is liable for the negligent completion and submission the application on behalf of the insured.

There are Recent Customer Complaints with Broker Eric Szczurowski in Firm Ameriprise Financial Services, LLC

March 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Szczurowski (Szczurowski), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Szczurowski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on October 14, 2020.

Claimants allege that in 2018, their advisor recommended they purchase unsuitable and high-commission Multi-Index Universal Life insurance policies (“IUL Policies”).

There are Recent Customer Complaints with Broker Brian Bausman in Firm Ameriprise Financial Services, LLC

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Bausman (Bausman), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bausman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,260.42 on October 30, 2020.

Claimants allege that from October 2015 to November 2018, Respondents recommended and placed Claimants in a monthly fee-based managed account that was not suitable for Claimants; and failed to recommend and place Claimants in commission-based brokerage account. Claimants seek $8,260.42 in management and investment advisory fees.

Broker David Monckton in Ameriprise Financial Services, LLC Firm Has Customer Complaint

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Monckton (Monckton), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Monckton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,500.00 on October 28, 2020.

Claimants allege investments sold to them beginning in 2013 were unsuitable and too risky based on their desire to avoid long term, illiquid investments.

There are Recent Customer Complaints with Broker Bryant Caveness in Firm Ameriprise Financial Services, LLC

March 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryant Caveness (Caveness), previously associated with Ameriprise Financial Services, LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Caveness recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $230,000.00 on November 17, 2020.

Claimants allege that Respondents placed them in precious metals and mining stocks, inverse and leveraged ETFs, and gold coins, and allege unsuitability, breach of fiduciary duty, and negligent supervision. Claimant seeks compensatory damages of $230,000.

Broker Vincent La Cava in Ameriprise Financial Services, LLC Firm Has Customer Complaint

March 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent La Cava (La Cava), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that La Cava recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 13, 2020.

Claimant alleges that Respondents recommended him unsuitable securities, including Amira Nature Foods, that were overly concentrated in certain product types and/or industries.

There are Recent Customer Complaints with Broker Kathryn Larson in Firm Ameriprise Financial Services, LLC

March 17, 2026 | by Staff Attorney

Previously financial advisor Kathryn Larson (Larson), previously employed by brokerage firm Ameriprise Financial Services, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on December 09, 2020.

Claimant alleges that she was recommended to invest in an unsuitable and risky product, FKSSR II, a privately traded BDC.

There are Recent Customer Complaints with Broker Brian Mccabe in Firm Ameriprise Financial Services, LLC

March 10, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Mccabe (Mccabe), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mccabe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 27, 2021.

Claimant, as trustee of the former client\\u00e2? ?s trust, alleges that Respondents breached its duties when it failed to provide copies of the trust, failed to keep the beneficiaries informed, and failed to preserve the residential home following the client’s death on 11/13/2018. Claimant seeks damages in an unspecified amount.

Broker Velma Colfack in Ameriprise Financial Services, LLC Firm Has Customer Complaint

March 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Velma Colfack (Colfack), previously associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Colfack recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,174.19 on February 10, 2021.

Plaintiffs allege breaches of fiduciary duties and negligence in connection with the execution of change of beneficiary instructions allegedly provided by account holder. Activity time period is 6/20/20 – 10/20/20

There are Recent Customer Complaints with Broker Evguenia Funderburk in Firm Ameriprise Financial Services, LLC

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Evguenia Funderburk (Funderburk), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Funderburk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $15,000.00 on December 29, 2025.

The client alleged her advisor misrepresented how funds were made available to her for withdrawal in 2022 and 2023, creating a margin loan within the client’s account.